The Global Control & Support Function is comprised of three core areas: Compliance, Internal Control and Risk. You will be a member of the Compliance team, reporting directly to the Group's UK Compliance Officer, based in London.
You will be part of a global team with members in Paris, London, Hong Kong and New York.
Develop an in-depth understanding of the different brokering desks and supporting areas of the London activities to perform an active monitoring.
Trade surveillance for UK activities
Use of in-house and external tools to prevent market abuse and ensure HPC remains compliant with its surveillance obligations
Focus will initially be on gas commodity derivatives and swaps within HPC's trading venues
Reporting on surveillance activities & active contribution to the improvement of HPC's trade surveillance program
Ensuring compliance with Best Execution requirements imposed by the FCA on trading activities
General assistance to the UK Compliance Officer
FCA submissions & engagement
Training for UK staff
General assistance to the Office Manager of the UK entities
Filing & other ad hoc administrative duties
Preparation of account reports
Methodical, systematic, and detail-oriented
Ability to work autonomously, performing tasks with speed and accuracy
Excellent stakeholder management skills
Proficient in Microsoft excel
Understanding of Financial Markets and/or Financial Products is preferred
Fluent English essential, working French beneficial
Prior internship experience is advantageous
The successful candidate will work within an international team and will have the opportunity to develop and master their analytical, research and interpersonal skills. This is a great opportunity for the right individual to become part of a very successful international financial brokerage company.